JOB DESCRIPTION: Who You Are: The Internal Auditor plays a key role in a dynamic, Global Financial Technology (FinTech) Company, partnering with the business to ensure risks are recognized and appropriately managed.
The role is responsible for executing audits as prescribed in Internal Audit’s audit plan and works extensively the business to learn, document, and/or test processes to identify opportunities for improvement or gaps in controls and/or company policies.
Responsibilities:
Develop a comprehensive understanding of the Company’s business, risk landscape, financials, processes and control environment.
Conduct audits for compliance with policies, standards, key controls, regulatory requirements etc. ,including testing, analyzing evidence and identifying issues
Evaluate the design and effectiveness of controls to manage risk within risk appetite and tolerance
Validate exceptions including quantifying risks, investigating root causes, and working with owners to establish action plans
Evaluate significant corporate initiatives, processes, operations, implementations, M&A, etc. to ensure appropriate risks and controls have been considered
Recommend improvements to systems, procedures and processes to minimize risks, improve efficiency, or generate cost savings
Prepare work papers to adequately document audit work performed and to support conclusions reached
Prepare formal written reports expressing opinions, review results with management and perform ongoing tracking and monitoring of remediation efforts
Maintain knowledge of current information technology, InfoSec, auditing practices, industry trends, etc.
Supervise, train, and mentor junior auditors
Participate in department initiatives to further advance the Internal Audit function
4+ years of IT Audit, Information Security or other relevant experience Knowledge, Skills, Abilities
High ethical standards and values with ability to handle confidential / sensitive issues and information with the highest degree of professional responsibility
Ability to handle multiple priorities; work under pressure and time constraints
Solid interpersonal skills with the ability to build relationships and gain the confidence and respect of internal and external stakeholders
Experience with interviewing techniques that enable primary risk identification
Knowledge of IT General Controls auditing; IT Application Controls reviews; auditing concepts, approaches, tools and technique; risks and controls; IT and Security concepts, standards, frameworks and best practices; Business and IT process flows
Experience delivering IT audit projects, risk assessments, system reviews, IT controls testing
Strong analytical skills with keen attention to detail
Ability to define problems, collect data, establish facts, and draw valid conclusions
Ability to read, analyze, and interpret technical information, reports, documents and diagrams
Strong communications and presentation skills
Project management skills with ability to manage multiple projects
Willingness to obtain professional certification, such as Certified Information System Auditor (CISA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA) Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM) or similar
Proficiency in basic PC applications (MS Excel, Word, PowerPoint, Visio)
Ability to travel globally as needed for audits (
Preferred Qualifications:
Masters degree in information technology or other related field (e.g., information systems, business intelligence, computer science, etc.)
Technology Audit experience in a Public Accounting firm
Professional certification, such as Certified Information System Auditor (CISA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA) Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM) or similar
Experience with eGRC tool, technology-based auditing techniques, etc.
Experience working in FinTech, Banking, or Technology industries
The Work:
Facilitate discovery, design, development, and deployment activities
Manage resources and deliver project tasks, both external and internal
Perform gap analysis between system functionality and client requirements
Communicate and document system specifications for clients and team members
Document test scenarios and perform unit, system, and data conversion testing tasks
Provide excellent customer interface skills throughout the project life cycle
Working knowledge of relational databases and data migration concepts
Provide periodic status reports and accurate estimates and timelines of work
Train client on use and maintenance of Dynamics D365
Working Environment:
Office/Home environment or customer site
Up to 25-60% travel dependent on practice and geography
Master’s Degree in business or technology
Dynamics D365 Certification or NAV equivalent
Dynamics 365 experience
Prior consulting experience
Project Accounting experience
Working knowledge of at least one software development methodology
Working knowledge of Microsoft platform skills
Working knowledge of Microsoft Project
Professional Skills:
Results oriented / self-directed ability to drive change in unstructured environment
Strong client interface and presentation skills
Strong business acumen
Track record of initiative and outstanding performance